Find keywords and phrases in more than 20 years of EDGAR filings, and filter by date, company, person, filing category, or location. View a listing of real-time filings as they are submitted into …

Founded to help our country respond to the Great Depression, we’re the agency that protects investors from misconduct, promotes fairness & efficiency in the securities markets, and …

Jan 23, 2025 · The federal securities laws empower the Securities and Exchange Commission with broad authority over all aspects of the securities industry. The SEC’s mission is to protect …

The U.S. Securities and Exchange Commission (SEC) is an independent agency of the United States federal government, created in the aftermath of the Wall Street crash of 1929. [ 2 ] [ 3 ] [ …

The Securities and Exchange Commission (SEC) oversees securities exchanges, securities brokers and dealers, investment advisors, and mutual funds in an effort to promote fair …

NYSER enforces both the NYSE Exchanges’ and their members' compliance with NYSE Exchange rules and applicable federal securities requirements. It also monitors and enforces …

The U. S. Securities and Exchange Commission (SEC) has a three-part mission: Protect investors; Maintain fair, orderly, and efficient markets; Facilitate capital formation; Congress …

Jul 12, 2024 · The U.S. Securities and Exchange Commission's mandate of protecting investors, ensuring fair and orderly markets, and supporting business growth through investment makes …

Aug 20, 2015 · The SEC is a U.S. federal government agency that has a three-part mission: protect investors; maintain fair, orderly, and efficient markets; and; facilitate capital formation. …

Jul 12, 2024 · The U.S. Securities and Exchange Commission (SEC) is an independent federal government regulatory agency responsible for protecting investors and maintaining fair and …