Mandayam’s leadership serves as a beacon for businesses seeking to navigate the intricacies of privacy laws, compliance ...

Singapore and Hong Kong—two of Asia’s most prominent private banking hubs—are at the forefront of implementing ...

Adopting a proactive "shift left" approach to cybersecurity compliance, integrating automation and continuous insights, is ...

At the heart of this innovation is Employee360™, a first-of-its-kind compliance dashboard that provides Chief Compliance Officers (CCOs) with a single, comprehensive view of employee activity, risk, ...

Matt Miner developed deep expertise in white-collar crime as a partner at Morgan, Lewis & Bockius and White & Case and as a ...

As federal enforcement policies shift and generational workplace expectations evolve, compliance programs face unprecedented ...

NCAA's rule changes have resulted in college athletes being able to monetize their personal brands. As a result, the NIL market has experienced explosive growth. Scepter Holdings and Matchpoint are ...

The Cyprus Securities and Exchange Commission (CySEC) on Wednesday released a statement outlining its supervisory priorities ...

Southeast Bank Training Institute organised a daylong workshop titled “Meet with the Trade Leaders” recently to enhance the professional knowledge of bank officials on cross-border transactions and ...

Regulatory compliance and risk management in fintechIssued by Altron FinTechJohannesburg, 23 Jan 2025Visit our press officeMonica Peethum-Nanoo, Senior Manager: Risk and Compliance, Altron Fintech.

Welcome to the latest issue of Bracewell’s FINRA Facts and Trends, a monthly newsletter devoted to condensing and digesting ...

As we look ahead to 2025, the derivatives market is set to experience another pivotal year of regulatory transformation.