The U.S. Securities and Exchange Commission (SEC) is set to collect $63.1 million in fines from nine investment advisers and ...
The upstart brokerage agreed to pay the Securities and Exchange Commission for failing to protect sensitive customer data, ...
According to data provided by S&P Global Market Intelligence, XRP ( XRP 0.64%) was up as much as 43.2% since last Friday's ...
The Securities and Exchange Commission said it reached a settlement agreement with WWE co-founder Vince McMahon, which ...
Four individuals charged in a multi-state insider trading scheme, allegedly yielding over $1 million in profits.
Emera Incorporated ("Emera") today announced that the exchange offer (the "Exchange Offer") for USD $500,000,000 aggregate ...
Two Sigma voluntarily repaid $165 million to impacted funds and accounts during the SEC's investigation and agreed to pay $90 ...
A federal appeals court says the U.S. Securities and Exchange Commission needs to better explain why it turned down a request ...