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SEC indicts Helium’s Nova Labs for fraud and false Salesforce, Lime, Nestlé claims
The United States Securities and Exchange Commission (SEC) has charged Nova Labs, the firm behind the open-source Helium ...
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$63,100,000 Penalty Hits 12 Financial Giants, Including Charles Schwab and Santander, As SEC Issues Major Enforcement Action
The U.S. Securities and Exchange Commission (SEC) is set to collect $63.1 million in fines from nine investment advisers and ...
Wells Fargo and Bank of America Agree to Pay Combined $60 Million to Settle SEC Probe
In the enforcement actions announced Friday, the regulator said the two firms agreed to settle the charges without admitting ...
Robinhood Is Fined $45 Million Over a New Set of Securities Violations
The upstart brokerage agreed to pay the Securities and Exchange Commission for failing to protect sensitive customer data, ...
Why XRP, Hedera, and Stellar Led Cryptocurrencies Higher This Week
According to data provided by S&P Global Market Intelligence, XRP ( XRP 0.64%) was up as much as 43.2% since last Friday's ...
Former WWE CEO Vince McMahon, Securities and Exchange Commission reach settlement after lengthy probe
The Securities and Exchange Commission said it reached a settlement agreement with WWE co-founder Vince McMahon, which ...
SEC charges Robinhood with securities violations, brokerage to pay $45 million penalty
The Securities and Exchange Commission said popular fractional ownership trading platform Robinhood violated more than 10 ...
Emera Announces Expiration and Settlement of Exchange Offer
Emera Incorporated ("Emera") today announced that the exchange offer (the "Exchange Offer") for USD $500,000,000 aggregate ...
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‘We don’t list securities’ – Coinbase challenges SEC in appellate court
The United States’ biggest crypto exchange, Coinbase, has asked the Second Circuit to take on the interlocutory appeal in its ...